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Are you weary from constant change and broker-dealers more focused on their own goals? True RIA-like broker-dealers and independent RIAs are delivering better practice results. Innovative models and partners can provide better efficiencies and profits, while reducing conflicts of interest, a key area for regulators going forward.

 

Need to keep your commission business? We've got you covered. A growing number of IBDs have already adopted RIA-like pricing to benefit your entire practice. Moreover, our turnkey (independent) RIA partners have direct broker-dealer relationships to service those accounts. Simply, we show you how to lower costs, boost profits, mitigate compliance risk, and use platforms better suited for overall satisfaction.

 

Benefit from industry trends and qualified partners to optimize your practice through no stress conversation. More practices want to manage their own RIA to maximize flexibility but want technology, compliance and consulting help to pull it all together. Our specialist partners guide truly independent advisors to greater success and satisfaction.

OUR PROCESS

01

Discovery Meeting: We discuss what's working and what's not. We review your practice at a deeper level, leading to better client and team experiences. We share how successful practices are structured and focused.

02

Present Options: We consider innovative partner models and service providers who align well with your practice metrics. Find your best model, review how your practice is positioned today, and where you see yourself in 5 to 10 years.

03

Evaluation Period: Receive follow up information. Review qualified options, choose introductions, engage like-minded partners.

04

Forge Connections: We schedule and attend initial IBD and RIA partner meetings, and remain as active in the process as you want.  We stay in contact with you from the initial consultation through your choice and transition. 

RIA Choice helps you choose the right business model for you. Learn more about your options below.

Many BDs have a culture of fee and expense disclosure, instead of focusing on the best interest of clients and advisors.

 

Fees to access turnkey asset management platforms and institutional custodians are highly profitable for BDs- and involve minimal or limited maintenance activity after account set-up. Advisor and client fees significantly contribute to forgivable loans, especially fees from advisory and cash accounts, and regulators have taken notice. However, with the right partner you can enjoy a broader and better cost environment. Many BDs (especially smaller and niche-focused ones) offer very competitive pricing, more flexibility, greater independence, and better service overall.

Your business deserves to thrive. Let us help guide you.

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