Our Difference is Your Advantage
Protect your practice from BD's high advisory and access fees
Substantially increase net revenue with lower fees / higher payouts
Create win-wins through fiduciary client relationships
More Independence + More Flexibility + Lower costs = Happier clients
Our due diligence extensively vets partners and resources to elevate your practice while guarding you from increasing regulatory pressure.
Our niche excludes many big BDs and their networks (often owned by private equity firms) because of the scope and number of their inherent challenges. P/E investment timeframes have shortened from around 10 years to as little as four, creating more frequent service disruptions for advisors and clients alike.
BDs buy additional BDs before successful integration of previous purchases. The repeated acquisition of BDs may benefit stakeholders, but rarely seem to provide value for clients and advisors.
Meaningful Relationships with Better Service
Bigger BDs are challenged to know advisors personally, which can impact the support and service your practice deserves. Moreover, compliance and business rules impact everyone, often resulting in less flexibility.
Our roster includes about 80 BD/RIA firms including turnkey RIAs, hybrids(RIAs with external BD agreements for transactional business.)
We help advisors reduce and eliminate clients’ BD administrative fees and increase practice net revenue through fiduciary minded partners.
Benefit directly (or hitch your practice to an independent RIA group) through institutional custodians like Fidelity Institutional, Schwab, and others. Gain faster and more accurate business processing for the best client service experience.